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Securities regulation in the United States
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#	Item
921	The Commission Last updated April 2014 Purpose: The Commission’s mandate is to provide investors with protection from practices and activities that tend to undermine investor confidence in the fairness and efficiency o Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-08 08:05:35 73rd United States Congress United States Securities and Exchange Commission Canadian law Canadian securities regulation Finance Securities Securities Act Securities regulation in the United States Investment Industry Regulatory Organization of Canada United States securities law Financial economics Financial system
922	MOHEGAN TRIBAL GAMING AUTHORITY ANNOUNCES EXTENSION OF EARLY TENDER DATE IN ITS PRIVATE EXCHANGE OFFERS Uncasville, Connecticut, February 21, 2012 – The Mohegan Tribal Gaming Authority, or the Authority, the owner and Add to Reading List Source URL: newsroom.mtga.com Language: English - Date: 2012-02-21 08:49:46 United States securities law Algonquian peoples 73rd United States Congress Mohegan Sun Mohegan Indian Tribe Mohegan people Regulation D Securities Act Uncasville Connecticut Connecticut United States Securities and Exchange Commission Montville Connecticut
923	MOHEGAN TRIBAL GAMING AUTHORITY ANNOUNCES EXTENSION OF EARLY TENDER DATE IN ITS PRIVATE EXCHANGE OFFERS Uncasville, Connecticut, February 15, 2012 – The Mohegan Tribal Gaming Authority, or the Authority, the owner and Add to Reading List Source URL: newsroom.mtga.com Language: English - Date: 2012-02-15 10:12:15 United States securities law Algonquian peoples 73rd United States Congress Mohegan Sun Mohegan Indian Tribe Mohegan people Regulation D Securities Act Uncasville Connecticut Connecticut United States Securities and Exchange Commission Montville Connecticut
924	MOHEGAN TRIBAL GAMING AUTHORITY ANNOUNCES AMENDED MINIMUM TENDER CONDITION AND EXTENSION OF EXPIRATION DATE FOR ITS PRIVATE EXCHANGE OFFERS Minimum tender condition has been met and the Authority anticipates the exchange Add to Reading List Source URL: newsroom.mtga.com Language: English - Date: 2012-02-29 09:00:20 United States securities law Algonquian peoples 73rd United States Congress Mohegan Sun Mohegan Indian Tribe Mohegan people Regulation D Securities Act Securities regulation in the United States Connecticut United States Securities and Exchange Commission Montville Connecticut
925	National Federation of Municipal Analysts POSITION PAPER ON VOLUNTARY INTERIM DISCLOSURES BY STATE AND LOCAL GOVERNMENTS To promote provision of more timely and complete disclosure in the municipal securities market, the Add to Reading List Source URL: www.nfma.org Language: English - Date: 2012-04-04 12:32:47 SEC filings Public finance Government Financial regulation Economics Regulation S-X Electronic Municipal Market Access Government debt Local government in the United States Municipal bond
926	Multilateral CSA Notice of Amendments to National Instrument[removed]Disclosure of Corporate Governance Practices October 15, 2014 Introduction The securities regulatory authorities in Manitoba, New Brunswick, Newfoundlan Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-10-15 11:34:35 New Deal Securities Act Issuer Law Financial regulation Financial economics United States securities law 73rd United States Congress United States Securities and Exchange Commission
927	Lawrence Vicari, et al. v. Voyager Financial Group LLC, et al. 13-CV[removed]Second Amended Complaint for Violation of Section 10(b) of the Exchange Act and Rule 10b-5 Promulgated Thereunder Against VFG Defendants and Viol Add to Reading List Source URL: securities.stanford.edu Language: English - Date: 2013-06-17 17:27:53 Security Securities Exchange Act Class action Securities regulation in the United States Law Financial economics Investment United States securities law United States Securities and Exchange Commission Lawsuit
928	To address this concern, the Division issued an open letter regarding business brokering, dated 7 May 2009, to explain that engaging in business brokering activities may require licensing as a broker-dealer or agent. Wh Add to Reading List Source URL: www.securities.utah.gov Language: English - Date: 2014-04-14 15:44:30 Financial markets United States securities law Financial regulation Short selling Financial services Business broker Securities Exchange Act Short Broker-dealer Business Finance Financial economics
929	Federal Register / Vol. 79, No[removed]Thursday, November 6, [removed]Notices mstockstill on DSK4VPTVN1PROD with NOTICES The Exchange represents that trading in the Shares will be subject to the Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-11-06 03:04:38 Business Economy of the United States Securities regulation in the United States Financial Industry Regulatory Authority NASDAQ Financial adviser Security Paperwork Reduction Act Self-regulatory organizations Financial economics United States securities law
930	Richards Packaging Income Fund April 2005 Disclosure Policy Objective Add to Reading List Source URL: www.richardspackaging.com Language: English - Date: 2010-01-15 11:01:52 Financial statement United States securities law Corruption Economics SEC filings United States corporate law Insider trading Securities Act Finance Business Securities regulation in the United States

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